The FINRA Entitlement Program requires an annual review and certification of user accounts to ensure that all persons with access to FINRA applications are approved to do so. The review specifically evaluates that users have an ongoing need to access FINRA applications, may access only applications which are essential to job functions, and that users are authorized to access sensitive information, if necessary. The 2019 certification period runs from April 22-June 21.
WHAT DOES THIS MEAN FOR ME?
Fairview is aware of the certification deadline and is conducting user account reviews for clients utilizing FINRA Entitlement Program applications. Contact Fairview with questions about the annual user accounts certification or the FINRA Entitlement Program.