Ellen Harvin, Vice President, has been with Fairview™ since its inception in 2005 and she is a principal of the firm who has helped design and implement the processes and operations for Fairview™’s products and services.
Her primary focus is leading Fairview™’s Compliance Group operations and developing and managing client relationships.
She assists a wide range of clients in launching and maintaining their compliance programs, conducting compliance training, monitoring and testing their compliance policies and procedures and coordinating client response to regulatory exams.
Education & Training
- B.A. in Political Science from the University of California, Los Angeles
Has worked in financial services since 2004
Areas of Expertise
- Compliance for registered investment advisers
- Compliance program formation and implementation
- Compliance training
- Regulatory audit support
Good compliance is good for business.
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