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Go beyond compliance consulting and partner with Fairview®.

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We help you maintain a meaningful and fully documented compliance program.

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What We Do

We provide compliance support services to investment advisers,
broker-dealers and other financial institutions.

Dedicated Compliance Team

We are your compliance partner, not just a consultant. We provide comprehensive ongoing compliance administration.

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Our services don’t stop at consulting.

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OUR CLIENTS KNOW

We are your compliance partner, not just a consultant. We provide comprehensive ongoing compliance administration.

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Advisers
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Assets Under Compliance

Administration

Leadership Team

Frank Watson

Frank Watson

President and CEO

Ellen Harvin

Ellen Harvin

Executive Vice President

John Marriott

John Marriott

Executive Vice President

An Expert Team Makes All The Difference.

Let’s Work Together

Latest Flash Reports

Our industry is consistently changing and we want to keep you up to date with how it affects you.

SPACs: What the SEC Wants You to Know

By | Apr 22nd, 2021|

SPACs: What the SEC Wants You to Know WHAT HAPPENED? Special-purpose acquisition companies, or SPACs, have recently surged in popularity and the SEC is paying attention. These vehicles are [...]

Key Takeaways from the SEC’s ESG Risk Alert

By | Apr 13th, 2021|

Key Takeaways from the SEC’s ESG Risk Alert WHAT HAPPENED? Recently, the U.S. Securities and Exchange Commission released a Risk Alert outlining specific compliance concerns associated with environmental, social, [...]

More Flash Reports