//Ellen Harvin
Ellen Harvin2018-10-30T08:35:54+00:00
Frank Watson

Ellen Harvin

VICE PRESIDENT

919.706.4100

FAX: 800.770.9925

1330 St. Mary’s St. Ste 400
Raleigh NC 27605

Ellen Harvin, Vice President, has been with Fairview® since its inception in 2005 and she is a principal of the firm who has helped design and implement the processes and operations for Fairview®’s products and services.

Her primary focus is leading Fairview®’s Compliance Group operations and developing and managing client relationships.

“Our goal is to lessen the burden of compliance for our clients and support them day-to-day in the management and documentation of their compliance program.”

She assists a wide range of clients in launching and maintaining their compliance programs, conducting compliance training, monitoring and testing their compliance policies and procedures and coordinating client response to regulatory exams.

Education & Training

  • B.A. in Political Science from the University of California, Los Angeles
  • Has worked in financial services since 2004

Areas of Expertise

  • Compliance for registered investment advisers
  • Compliance program formation and implementation
  • Compliance training
  • Regulatory audit support

Good compliance is good for business.

Find out how we can help you.