Fairview performs compliance tasks and processes for its clients, transforming your compliance manual into a set of compliance operations which captures testing, recordkeeping and reports on a secure, web-based platform. The process is simple: we do the work so that you don’t have to. We aren’t just a compliance consultant – we are your compliance partner.
We can also coordinate the entire start up process for your fund, including drafting your offering documents and selecting your key service providers.
Fairview offers a complete turn-key solution for SEC Registration. The Dodd-Frank Act created new regulations that may require your firm to register with the SEC in 2012. Fairview will draft and file your Form ADV Part 1 and Part 2A&B with the SEC. We will also help you create all of your compliance policies and procedures and integrate them into your organization so that you can be in compliance when your registration becomes effective.
The Securities and Exchange Commission (the “SEC”) has amended Rule 205-3 under the Investment Advisers Act of 1940 (the “Advisers Act”) to update the definition of "qualified client." Read More
In a recent speech, the Deputy Director, Office of Compliance Inspections and Examinations (OCIE) U.S. Securities and Exchange Commission, discussed the effects of SEC Registration for hedge fund advisers… Read More
In a recent speech, the Director, Office of Compliance Inspections and Examinations (OCIE) U.S. Securities and Exchange Commission, discussed examination strategies for private fund advisers. Approximately, 4,000 new registrants with the SEC are private fund advisers… Read More